Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tina? Claim Your ProfileTina Lucia Arpaia-mccann is a financial advisor who has been in the industry since 1998. Currently, Tina is a registered representative of UBS Financial Services Inc. Tina has a total of 29 approved state registrations and two approved IA state registrations. She holds the Series 6, 7, 9, 10, 63, and 65 securities licenses. Prior to her current firm, Tina worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Tina specializes in working with individuals, businesses, corporations, charitable organizations, insurance companies, high-net-worth individuals, pension and profit-sharing plans, state or municipal government entities, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
05/15/2024 - Present
UBS Financial Services Inc. (GAINSVILLE FL)
FL
10/28/2002 - 08/24/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GAINESVILLE FL)
MO
10/01/2000 - 07/15/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
02/05/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
09/01/1998 - 01/22/1999
FIRST UNION BROKERAGE SERVICES, INC.
BC
Issued 06/18/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/31/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/20/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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