Unclaimed
Tina Louise Walker is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Tina has been in the financial services industry since April 2016. Tina has a strong background in investments and has worked with clients in Georgia and Texas. Previous to her current role at Merrill Lynch, Pierce, Fenner & Smith Inc., Tina worked for Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Tina is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
12/15/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
GA
09/30/2022 - 11/02/2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ATLANTA GA)
GA
03/25/2016 - 09/30/2022
WELLS FARGO CLEARING SERVICES, LLC (ATLANTA GA)
BOTH
Issued 12/02/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2017
Series 7 - General Securities Representative Examination
BC
Issued 03/25/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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