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Tina Louise De la rosa

Mutual OF America Securities LLC

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About Tina Louise De la rosa

Tina Louise De la rosa is a financial advisor with Mutual Of America Securities LLC. Tina has been in the industry since February 8, 2001, and holds a Series 7, Series 6, Series 63, and Series 65 license. Tina has previously worked with Mutual of America Life Insurance Company, National Financial Services LLC, TIAA-CREF Individual & Institutional Services, LLC, Chase Investment Services Corp., CitiStreet Equities LLC, GWFS Equities, Inc., and Pruco Securities Corporation.

Firm Information

Tina De la rosa is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tina De la rosa’s Registration & Firm History

TX

10/01/2020 - Present

Mutual OF America Securities LLC (IRVING TX)

TX

10/18/2017 - 11/20/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (IRVING TX)

TX

06/25/2014 - 09/29/2017

NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)

TX

03/07/2008 - 05/28/2014

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)

TX

01/21/2005 - 02/21/2008

CHASE INVESTMENT SERVICES CORP. (LEWISVILLE TX)

NJ

03/18/2004 - 01/12/2005

CITISTREET EQUITIES LLC (SOMERSET NJ)

CO

08/02/2001 - 03/04/2004

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

NJ

07/03/2000 - 03/13/2001

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 08/31/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/07/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/2011

Series 7 - General Securities Representative Examination

BC

Issued 06/29/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tina Louise De la rosa.
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