Unclaimed
Tina Hoffman has been in the financial services industry for over 20 years. Tina is a registered representative with J.P. Morgan Securities LLC and has a Series 7, 9, 10, 24, 63, 99TO and SIE. Tina is a Series 24 General Securities Principal and is currently based in Columbus, Ohio. Previously, Tina has worked with J.P. Morgan Securities Inc in Newark, Delaware and New York, New York. Tina is a seasoned professional with a wide range of experience in financial services, providing a high level of expertise to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
10/01/2008 - Present
J.p. Morgan Securities LLC (COLUMBUS OH)
DE
05/01/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEWARK DE)
NY
11/07/2000 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 02/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/21/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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