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Tina Katherine Caddell

First Command Advisory Services

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About Tina Katherine Caddell

Tina Caddell is a financial advisor with over 24 years of experience in the industry. Tina currently works with First Command Advisory Services, where she specializes in providing financial planning and portfolio management services to individuals.

Firm Information

Tina Caddell is currently registered with First Command Advisory Services. First Command Advisory Services is a financial advisory firm headquartered in Fort Worth, Texas. The firm provides financial planning and portfolio management services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans. First Command has over $22 billion in assets under management and employs over 1,200 licensed agents. The firm offers wrap fee programs and participates in various financial services industries.
First Command Advisory Services

1 FIRSTCOMM PLAZA

FORT WORTH, TX 76109

$22.09B

Assets Under Management

1,100

Total Clients

884

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tina Caddell’s Registration & Firm History

TX

07/27/2016 - Present

First Command Advisory Services (FORT WORTH TX)

TX

10/29/2009 - 08/03/2015

TD AMERITRADE CLEARING, INC. (FORT WORTH TX)

TX

08/17/2007 - 09/22/2009

LPL FINANCIAL CORPORATION (ABILENE TX)

TX

01/02/2002 - 08/23/2007

TD AMERITRADE CLEARING, INC. (FORT WORTH TX)

NE

08/25/1999 - 12/31/2001

AMERITRADE (BELLEVUE NE)

TX

10/21/1998 - 08/29/1999

CORKERY INVESTMENTS, INC. (FORT WORTH TX)

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Licenses & Designations

IA

Issued 07/22/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/18/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/11/2016

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/25/2010

Series 27 - Financial and Operations Principal Examination

BC

Issued 11/07/2005

Series 4 - Registered Options Principal Examination

BC

Issued 05/14/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tina Katherine Caddell.
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