Unclaimed
Tina Chen is a registered representative with Wells Fargo Securities, LLC, a brokerage firm. Tina has passed the Securities Industry Essentials Examination, the Investment Banking Registered Representative Examination, and the Uniform Securities Agent State Law Examination. Tina is registered in New York to offer securities and investment advice. Tina has been in the industry since May 18, 2023 and is based in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/19/2023 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 01/28/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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