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Tina Barker

PNC Capital Markets LLC

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About Tina Barker

Tina Barker is a financial professional with over 28 years of experience in the financial services industry. Tina currently works at PNC Capital Markets LLC. Prior to joining PNC Capital Markets LLC, Tina worked at First Clearing Corporation and Barclays De Zoete Wedd Securities Inc. Tina is licensed to conduct business in California and Pennsylvania and holds the following licenses: Series 7, Series 24, Series 52TO, Series 63 and SIE.

Firm Information

Tina Barker is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tina Barker’s Registration & Firm History

CA

06/24/1998 - Present

PNC Capital Markets LLC (Los Angeles CA)

MO

06/14/1996 - 06/02/1998

FIRST CLEARING CORPORATION (ST. LOUIS MO)

NY

06/21/1994 - 06/05/1996

BARCLAYS DE ZOETE WEDD SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/05/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/04/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/31/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tina Barker.
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