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Tina Ann Cantwell

FHN Financial Securities Corp.

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About Tina Ann Cantwell

Tina Cantwell is a financial advisor who has been in the industry since 2002. Tina is currently registered with FHN Financial Securities Corp. Tina is licensed to sell securities in 53 states and is a registered principal with FINRA. Tina holds Series 7, 24, 52, 53, and 63 licenses. Tina has a broad range of experience in the financial services industry.

Firm Information

Tina Cantwell is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tina Cantwell’s Registration & Firm History

KS

03/25/2002 - Present

FHN Financial Securities Corp. (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 05/28/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/20/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/24/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2002

Series 7 - General Securities Representative Examination

BC

Issued 11/12/1996

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Tina Ann Cantwell. Review regulatory record here.
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