Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tin? Claim Your ProfileTin D Southern is a financial professional registered with Fidelity Brokerage Services LLC. Tin has been in the industry since February 19, 2014, and has a broad range of experience working with different clients and firms. Tin holds Series 7, Series 63, Series 7TO, and SIE licenses, and is registered in all 50 states and the District of Columbia. Previously, Tin worked at Frost Brokerage Services, Inc. in Texas, and Lucia Securities, LLC in Houston.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
02/15/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
TX
04/20/2021 - 01/25/2022
FROST BROKERAGE SERVICES, INC. (KATY TX)
TX
09/09/2019 - 09/30/2020
FROST BROKERAGE SERVICES, INC. (Houston TX)
TX
04/16/2012 - 07/13/2012
LUCIA SECURITIES, LLC (HOUSTON TX)
TX
11/06/2006 - 03/13/2012
SECURIAN FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
03/29/2006 - 10/18/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (HOUSTON TX)
BC
Issued 03/27/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/22/2019
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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