Unclaimed
Timur Kocaoglu is a financial professional with over 18 years of experience in the financial industry. He is currently registered with iCapital Markets LLC and holds several licenses and certifications, including Series 7, Series 24, Series 4, Series 55, Series 63, SIE, and Series 57TO. Timur has previously worked at SIMON MARKETS LLC and Goldman Sachs & Co. LLC, building a comprehensive understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/12/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
06/20/2018 - 12/01/2023
SIMON MARKETS LLC (New York NY)
NY
09/05/2005 - 01/04/2019
GOLDMAN SACHS & CO. LLC (New York NY)
BC
Issued 08/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2017
Series 4 - Registered Options Principal Examination
BC
Issued 08/29/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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