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Timothy S Yazawa

Fidelity Brokerage Services LLC

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About Timothy S Yazawa

Timothy Yazawa is a financial advisor at Fidelity Brokerage Services LLC, a firm with over 7,979 licensed agents and over $818 billion in assets under management. Timothy has been in the financial industry since March 7, 2015, and has been with Fidelity Brokerage Services LLC since February 11, 2021. Timothy has passed the Series 66, Series 7, and SIE exams. Timothy is registered with the state of Missouri as an Investment Advisor Representative.

Firm Information

Timothy Yazawa is currently registered with Fidelity Brokerage Services LLC. Fidelity Personal AND Workplace Advisors is a large investment firm based in Boston, Massachusetts. They offer a wide range of financial services, including financial planning, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. They manage over $818 billion in assets for a diverse client base, including high-net-worth individuals, corporations, pension plans, and state and municipal government entities. They also offer wrap fee programs for their clients. The firm is registered with the SEC and has a long history of providing investment advice and financial services.
Fidelity Brokerage Services LLC

1524 S. LINDBERGH BOULEVARD

ST. LOUIS, MO 63131

$818.78B

Assets Under Management

13,624

Total Clients

14,642

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Timothy Yazawa’s Registration & Firm History

MO

02/11/2021 - Present

Fidelity Brokerage Services LLC (ST. LOUIS MO)

MO

02/06/2015 - 01/11/2021

TD AMERITRADE, INC. (CHESTERFIELD MO)

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Licenses & Designations

BOTH

Issued 2/26/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 2/6/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Timothy S Yazawa. Review regulatory record here.
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