Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Holden has been a financial professional since April 2009. He has worked for several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Piper Jaffray & Co. and BNP Paribas Securities Corp. before joining Wells Fargo Securities, LLC in July 2024. Timothy Holden is a registered representative in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Timothy Holden holds the Series 7, 55, 57TO, 63 and 24 licenses. Timothy Holden is active in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
07/18/2024 - Present
Wells Fargo Securities, LLC (BOSTON MA)
MA
08/17/2018 - 05/23/2024
BNP PARIBAS SECURITIES CORP. (BOSTON MA)
NY
06/23/2011 - 08/07/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/10/2009 - 06/13/2011
PIPER JAFFRAY & CO. (NEW YORK NY)
BC
Issued 03/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Timothy Holden is the right advisor for you? Invested Better is here to help.
