Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy William Sumner is a financial advisor with over 20 years of experience in the industry. He is currently registered with Stifel, Nicolaus & Company, Inc. and has previously worked with firms including Infinex Investments, Inc., Lloyds Securities, BTIG, LLC, Piper Jaffray & Co., and R. Seelaus & Co., Inc. Timothy has a broad range of experience and specializes in portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NH
10/12/2023 - Present
Stifel, Nicolaus & Company, Inc. (NEW LONDON NH)
NH
03/03/2022 - 09/05/2023
INFINEX INVESTMENTS, INC. (HANOVER NH)
NY
05/09/2012 - 04/10/2018
LLOYDS SECURITIES (NEW YORK NY)
MA
07/19/2010 - 09/26/2011
BTIG, LLC (BOSTON MA)
MA
06/02/2009 - 07/21/2010
PIPER JAFFRAY & CO. (BOSTON MA)
MA
02/27/2009 - 06/02/2009
R. SEELAUS & CO.,INC. (BOSTON MA)
MA
08/28/2006 - 01/20/2009
BARCLAYS CAPITAL INC. (BOSTON MA)
NY
09/21/2000 - 08/09/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/25/1996 - 01/28/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 03/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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