Unclaimed
Timothy William Klespies is a financial advisor with Keybanc Capital Markets Inc., a firm specializing in investment banking services. Timothy has been in the industry since 2006 and holds the Series 7, Series 63, Series 79TO and SIE licenses. Timothy is registered to provide securities-related services in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
04/04/2006 - Present
Keybanc Capital Markets Inc. (ATLANTA GA)
BC
Issued 09/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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