Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy William Dooley is a financial professional with over 24 years of experience in the industry. Timothy is currently registered with Santander US Capital Markets LLC, where Timothy has been employed since October 2014. Prior to that, Timothy worked at Amherst Securities Group, L.P. and Barclays Capital Inc. Timothy has a broad range of experience and holds licenses including Series 7, 24, 63, and SIE. Timothy has been registered with the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) for the past several years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/14/2014 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
11/12/2008 - 10/14/2014
AMHERST SECURITIES GROUP, L.P. (NEW YORK NY)
NY
09/22/2008 - 11/20/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/10/1998 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 10/06/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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