Unclaimed
Timothy Wayne Thompson is a securities professional with over 25 years of experience. Timothy holds multiple securities licenses including Series 6, 26 and 63. Timothy is currently registered with PFS Investments Inc. and has been with them since August 1995. Timothy is located in the Lexington, Kentucky branch office and is a registered representative in Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
KY
08/01/1995 - Present
PFS Investments Inc. (LEXINGTON KY)
BC
Issued 06/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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