Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Walter Harrington is a financial professional with over 29 years of experience in the financial industry. Timothy has been registered with the Securities and Exchange Commission since October 3, 2011. Timothy is currently registered with Fidelity Brokerage Services LLC and National Financial Services LLC in Rhode Island. Timothy also holds a Series 6, Series 7, Series 24, Series 26, Series 63, Series 99TO, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
10/03/2011 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
03/11/1997 - 02/07/2007
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MA
02/02/2007 - 02/02/2007
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
RI
10/11/1994 - 03/11/1997
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 07/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2006
Series 24 - General Securities Principal Examination
BC
Issued 11/30/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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