Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Wald is a financial advisor with UBS Financial Services Inc. Timothy has been in the industry since 1991 and has a broad range of experience. He has held positions at several firms, including Smith Barney Inc., Waterhouse Securities, Inc., and MML Investors Services, Inc. Timothy's expertise is in helping individuals and families achieve their financial goals. He is committed to providing personalized financial advice and guidance to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/01/2010 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NJ
10/01/2000 - 01/01/2010
UBS SERVICES USA LLC (WEEHAWKEN NJ)
NJ
04/05/2002 - 06/20/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NJ
03/11/2002 - 03/27/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
08/29/1995 - 12/13/1996
WALL STREET ACCESS (NEW YORK NY)
NY
01/20/1994 - 08/16/1995
SMITH BARNEY INC. (NEW YORK NY)
NE
11/21/1991 - 11/29/1993
WATERHOUSE SECURITIES, INC. (OMAHA NE)
MA
07/08/1991 - 11/19/1991
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 07/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2000
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1991
Series 7 - General Securities Representative Examination
BC
Issued 07/03/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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