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Timothy Wagner

TD Private Client Wealth LLC

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About Timothy Wagner

Timothy Wagner is a financial advisor with over 20 years of experience in the industry. Currently, Timothy Wagner is registered with TD Private Client Wealth LLC and provides financial planning services for individuals, businesses and institutions. Timothy Wagner has previously held positions with Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., INVEST FINANCIAL CORPORATION and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Timothy Wagner is currently registered with TD Private Client Wealth LLC. TD Private Client Wealth LLC, a Limited Liability Company formed in 2012, is an investment advisor with offices in New York, NY. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and other advisory services. TD Private Client Wealth LLC has been registered with the SEC and is also registered in all 50 states. The firm serves a variety of clients including individuals, high net worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
TD Private Client Wealth LLC

1 VANDERBILT AVENUE

NEW YORK, NY 10017

$6.45B

Assets Under Management

Not reported

Total Clients

487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Timothy Wagner’s Registration & Firm History

FL

08/04/2023 - Present

TD Private Client Wealth LLC (Sarasota FL)

FL

07/07/2017 - 07/19/2023

AMERIPRISE FINANCIAL SERVICES, LLC (Englewood FL)

FL

09/25/2009 - 07/13/2017

WELLS FARGO CLEARING SERVICES, LLC (SARASOTA FL)

FL

06/17/2008 - 09/28/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (VENICE FL)

FL

08/02/2004 - 06/17/2008

INVEST FINANCIAL CORPORATION (PORT CHARLOTTE FL)

NY

07/11/2003 - 08/03/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/04/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Timothy Wagner. Review regulatory record here.
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