Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Richman is an active investment advisor with over 20 years of experience in the industry. Timothy currently works at T. Rowe Price Investment Services, Inc., a firm headquartered in Baltimore, MD. Timothy has a strong background in the financial services industry, with previous roles at BlackRock Investments, LLC, BlackRock Execution Services, and Prager, McCarthy & Sealy. Timothy is registered to provide investment advice in 53 states and is licensed with the FINRA and Series 63, 7, 3, 32, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
12/12/2017 - Present
T. Rowe Price Investment Services, Inc. (BALTIMORE MD)
GA
02/10/2012 - 11/21/2017
BLACKROCK INVESTMENTS, LLC (ATLANTA GA)
GA
09/12/2006 - 02/15/2012
BLACKROCK EXECUTION SERVICES (ATLANTA GA)
CA
11/12/1997 - 12/20/1999
PRAGER, MCCARTHY & SEALY (SAN FRANCISCO CA)
CA
09/01/1994 - 06/26/1996
PRAGER, MCCARTHY & SEALY (SAN FRANCISCO CA)
BC
Issued 09/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2019
Series 32 - Limited Futures Exam-Regulation
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2006
Series 3 - National Commodity Futures Examination
BC
Issued 09/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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