Unclaimed
Timothy Busler is a financial advisor with Young America Capital, LLC. Timothy has been in the financial services industry since 2013 and is registered with FINRA as well as in Connecticut and New York. Timothy holds a Series 7, 79 and 63 license, and has passed the SIE exam. Before joining Young America Capital, LLC, Timothy was a financial advisor with Larkspur Capital Corporation, Mallory Capital Group, LLC and Guggenheim Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/24/2019 - Present
Young America Capital, LLC (MAMARONECK NY)
NY
03/22/2018 - 05/23/2019
LARKSPUR CAPITAL CORPORATION (NEW YORK NY)
CT
06/09/2016 - 03/20/2018
MALLORY CAPITAL GROUP, LLC (Darien CT)
NY
01/14/2008 - 04/06/2011
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
BC
Issued 04/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/07/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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