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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Victor Ludlum is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Timothy Victor Ludlum has been in the securities industry since August 18, 2014. Timothy Victor Ludlum is licensed to offer investment advice in 24 states and has been registered with the Securities and Exchange Commission (SEC) since 2017. Timothy Victor Ludlum also provides services for Merrill Lynch, Pierce, Fenner & Smith Inc. Timothy Victor Ludlum is a registered representative with FINRA and is also registered with the SEC. Timothy Victor Ludlum has a Series 66 license and has passed the SIE, Series 31 and Series 7 examinations. Timothy Victor Ludlum has experience working with clients who are high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and individuals other than high-net-worth. Timothy Victor Ludlum specializes in providing a range of investment services, including portfolio management for individuals and businesses, selection of other advisors, performance measurement reports, allocation modeling, IPS, research reports and services, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
04/03/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (OGDEN UT)
UT
07/11/2017 - 04/27/2023
RAYMOND JAMES & ASSOCIATES, INC. (Farmington UT)
UT
08/19/2014 - 07/27/2017
ROBERT W. BAIRD & CO. INCORPORATED (SALT LAKE CITY UT)
BOTH
Issued 09/16/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 08/19/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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