Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Gregor is a financial professional registered with Tradition Securities And Derivatives Llc in New York, NY. Timothy has over 14 years of experience in the financial industry. Timothy specializes in the securities industry and holds a variety of licenses and certifications. Timothy is a Registered Options Principal and holds Series 7, Series 55, Series 63, and Series 57TO licenses. Timothy is also a licensed securities trader in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/10/2021 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
04/01/2013 - 08/16/2021
ICAP CORPORATES LLC (NEW YORK NY)
NY
09/29/2009 - 04/29/2013
LINKBROKERS DERIVATIVES LLC (NEW YORK NY)
NJ
02/09/2009 - 09/23/2009
ICAP SECURITIES USA LLC (JERSEY CITY NJ)
BC
Issued 05/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2012
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/06/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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