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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Vernon Swartley is an investment advisor representative with Cambridge Investment Research Advisors, Inc. and has been in the industry since February 27, 2000. Timothy Vernon Swartley is a Certified Financial Planner and has experience with Cetera Advisor Networks LLC and Univest Investments, Inc.. Timothy Vernon Swartley specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting. Timothy Vernon Swartley is registered in Florida, Maryland, New York, North Carolina, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
PA
05/01/2024 - Present
Cambridge Investment Research Advisors, Inc. (Telford PA)
PA
08/15/2016 - 05/07/2024
CETERA ADVISOR NETWORKS LLC (TELFORD PA)
PA
02/28/2000 - 08/19/2016
UNIVEST INVESTMENTS, INC. (SOUDERTON PA)
BOTH
Issued 09/04/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/25/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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