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Timothy Vernon Graham

Nylife Securities LLC

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About Timothy Vernon Graham

Timothy Vernon Graham is a financial advisor with Nylife Securities LLC. Timothy is registered to offer securities and advisory services in California, Connecticut, New Jersey, New York, Oregon and Texas. Timothy has been in the securities industry since October 28, 2012. Timothy has passed the Series 63, SIE and Series 6 exams. Timothy is located at 420 Lexington Avenue, 14th & 15th Floor, New York, NY 10170.

Firm Information

Timothy Graham is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Graham’s Registration & Firm History

NY

10/29/2012 - Present

Nylife Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/01/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Vernon Graham.
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