Unclaimed
Timothy Van simaeys is a financial advisor with UBS Financial Services Inc. Timothy has been a registered representative for over 20 years. Timothy has a wide range of experience in the financial services industry and holds licenses in several states. Timothy is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
01/25/2010 - Present
UBS Financial Services Inc. (Miamisburg OH)
CA
12/12/2001 - 04/07/2004
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
PA
01/25/2001 - 11/30/2001
DIRECTED SERVICES, INC. (WEST CHESTER PA)
NJ
01/30/1997 - 05/19/1999
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
MI
09/19/1995 - 02/11/1997
INDEPENDENCE ONE BROKERAGE SERVICES, INC. (FARMINGTON HILLS MI)
NY
04/28/1993 - 09/21/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 07/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/10/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/05/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2006
Series 3 - National Commodity Futures Examination
BC
Issued 05/11/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 04/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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