Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Morton is a financial advisor with The Leaders Group, Inc. in LITTLETON, CO. Timothy has been in the industry since 1989 and has experience with LPL Financial LLC, LUCIA SECURITIES, LLC, WESTERN INTERNATIONAL SECURITIES, INC., TCFG WEALTH MANAGEMENT, LLC, WBB SECURITIES, LLC, KEYSTONE CAPITAL CORPORATION, DETWILER, MITCHELL, FENTON & GRAVES, INC., JMC FINANCIAL CORPORATION, JMC INVESTMENT SERVICES, INC., PLANNERS SECURITIES NETWORK CORPORATION, INTERSECURITIES, INC., FIRST AMERICAN NATIONAL SECURITIES, INC., and PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED. Timothy holds the Series 7, Series 24, Series 51, Series 63, Series 79TO, Series 99TO, and SIE licenses. Timothy is registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/21/2021 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CA
09/01/2020 - 05/10/2021
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
04/05/2018 - 10/05/2020
LUCIA SECURITIES, LLC (SAN DIEGO CA)
CA
07/28/2016 - 04/06/2018
WESTERN INTERNATIONAL SECURITIES, INC. (Pasadena CA)
CA
06/05/2013 - 10/10/2014
TCFG WEALTH MANAGEMENT, LLC (LAGUNA NIGUEL CA)
CA
04/09/2007 - 04/29/2013
WBB SECURITIES, LLC (SAN DIEGO CA)
CA
03/06/2007 - 04/09/2007
KEYSTONE CAPITAL CORPORATION (SAN DIEGO CA)
CA
09/03/2001 - 12/31/2006
DETWILER, MITCHELL, FENTON & GRAVES, INC. (SAN DIEGO CA)
CA
02/02/1995 - 12/31/2006
JMC FINANCIAL CORPORATION (SAN DIEGO CA)
MA
09/04/2001 - 04/23/2004
JMC INVESTMENT SERVICES, INC. (BOSTON MA)
AZ
09/25/1992 - 09/09/1994
PLANNERS SECURITIES NETWORK CORPORATION (GILBERT AZ)
FL
02/10/1992 - 08/06/1992
INTERSECURITIES, INC. (ST. PETERSBURG FL)
GA
02/03/1989 - 12/31/1991
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
NA
11/19/1985 - 07/06/1988
PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED
BC
Issued 02/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/25/1986
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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