Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Yates is a securities professional with over 20 years of experience in the industry. Timothy is currently registered with Commonfund Securities, Inc. and holds a Series 7, Series 24, Series 31 and SIE licenses. Timothy is also registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/22/2003 - Present
Commonfund Securities, Inc. (WILTON CT)
BC
Issued 01/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 01/21/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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