Unclaimed
Timothy Thomas Murphy is a financial advisor with over 30 years of experience in the industry. Currently, Timothy is registered with Cabot Lodge Securities LLC in WHITE PLAINS, NY. Timothy has also previously been registered with Allied Beacon Partners, Inc., Clark Dodge & Co., Inc., Ryan Beck & Co., Adolph Komorsky Investments, First Albany Corporation, Smith Barney Inc., Lehman Brothers Inc., Advest, Inc., Shearson Lehman Hutton Inc., and E. F. Hutton & Company Inc. Timothy holds a Series 7, Series 3, SIE, and Series 79TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/27/2013 - Present
Cabot Lodge Securities LLC (WHITE PLAINS NY)
NY
04/30/2010 - 07/03/2013
ALLIED BEACON PARTNERS, INC. (WHITE PLAINS NY)
NY
01/21/2005 - 05/28/2010
CLARK DODGE & CO., INC. (WHITE PLAINS NY)
NJ
12/05/2001 - 02/03/2005
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
09/08/1999 - 12/13/2001
ADOLPH KOMORSKY INVESTMENTS (TARRYTOWN NY)
NY
10/13/1995 - 09/30/1999
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
07/31/1993 - 10/16/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
10/01/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
CT
01/13/1989 - 10/16/1992
ADVEST, INC. (HARTFORD CT)
NA
02/15/1988 - 01/27/1989
SHEARSON LEHMAN HUTTON INC.
NA
03/19/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
BC
Issued 04/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2006
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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