Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Dougherty is a financial advisor working at Bay Colony Advisors. Timothy is a registered Investment Advisor Representative with over 30 years of experience in the financial services industry. Timothy has held positions at numerous firms, including SunTrust Investment Services, Inc., Morgan Stanley, and Wachovia Securities, LLC. Timothy's experience extends to portfolio management for individuals and businesses, financial planning, and pension consulting. Timothy is a highly experienced advisor with a demonstrated ability to provide comprehensive financial planning and investment management services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Platform fee from sub-advisers
1
2
MA
08/31/2018 - Present
BAY Colony Advisors (CONCORD MA)
GA
03/13/2015 - 09/04/2018
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
06/01/2009 - 03/25/2015
MORGAN STANLEY (ATLANTA GA)
FL
02/06/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NAPLES FL)
FL
07/01/2003 - 02/10/2009
WACHOVIA SECURITIES, LLC (NAPLES FL)
NY
05/12/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/16/1990 - 11/29/1993
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
12/08/1987 - 04/19/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
10/16/1984 - 01/30/1988
OPPENHEIMER & CO., INC.
NA
02/07/1983 - 10/04/1984
PIPER, JAFFRAY & HOPWOOD INCORPORATED
NA
03/23/1981 - 03/07/1983
PAINE, WEBBER, JACKSON & CURTIS INC.
IA
Issued 06/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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