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Timothy Taylor

Cetera Advisors LLC

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About Timothy Taylor

Timothy Taylor is a financial advisor with Cetera Advisors LLC and Cetera Financial Specialists LLC. Timothy is registered with FINRA and licensed in Minnesota and Wisconsin. Timothy has been in the financial services industry since 2010. Timothy has passed the Series 6, 7, 24, 63, 66, 99TO and SIE exams. Timothy is located in Saint Paul, Minnesota.

Firm Information

Timothy Taylor is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Taylor’s Registration & Firm History

MN

08/14/2023 - Present

Cetera Advisors LLC (SAINT PAUL MN)

MN

05/11/2010 - 08/10/2023

SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)

MN

02/25/2014 - 11/08/2021

CRI SECURITIES, LLC (ST PAUL MN)

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Licenses & Designations

BOTH

Issued 05/14/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/25/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/08/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2011

Series 7 - General Securities Representative Examination

BC

Issued 05/10/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Taylor.
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