Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Sweeney is a financial advisor who has been in the industry since 1996. Timothy is currently registered with Charles Schwab & CO., Inc. and has been with the firm since February 2022. Timothy has held previous positions with Wintrust Investments LLC, Quasar Distributors, LLC, Foreside Funds Distributors LLC, Phoenix Equity Planning Corporation, MAM Securities, LLC, Montgomery Securities, and Charles Schwab & CO., Inc. Timothy is also a registered Investment Advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
03/10/2022 - Present
Charles Schwab & CO., Inc. (Berkeley CA)
IL
03/23/2016 - 06/17/2021
WINTRUST INVESTMENTS LLC (CHICAGO IL)
ME
06/23/2014 - 09/22/2015
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
CA
01/15/2009 - 08/19/2013
FORESIDE FUNDS DISTRIBUTORS LLC (SAN FRANCISCO CA)
CT
04/08/1998 - 04/06/2006
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CA
08/12/1997 - 02/02/1998
MAM SECURITIES, LLC (SAN FRANCISCO CA)
CA
08/12/1996 - 08/18/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
TX
12/20/1995 - 02/29/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
03/19/1992 - 11/03/1995
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
IA
Issued 06/06/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/27/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Timothy Sweeney is the right advisor for you? Invested Better is here to help.
