Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Steven Stearns has been a registered investment advisor since 1997. Timothy Stearns is currently registered with W&S Brokerage Services, Inc. and Touchstone Advisors Inc. Timothy Stearns has also held previous registrations with Portfolio Brokerage Services, Inc., Franklin Templeton Financial Services Corp., Templeton/Franklin Investment Services,INC., Cigna Financial Advisors,INC., National Financial Services Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
10/23/2018 - Present
W&S Brokerage Services, Inc. (Cincinnati OH)
OH
09/03/2013 - 08/04/2014
W&S BROKERAGE SERVICES, INC. (CINCINNATI OH)
IL
08/06/2009 - 09/06/2013
PORTFOLIO BROKERAGE SERVICES, INC. (CHICAGO IL)
FL
04/17/2007 - 07/06/2009
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (FORT LAUDERDALE FL)
FL
01/09/1998 - 04/23/2007
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. (FORT LAUDERDALE FL)
PA
07/25/1997 - 12/17/1997
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
NA
01/29/1987 - 07/18/1987
NATIONAL FINANCIAL SERVICES CORPORATION
NA
03/19/1986 - 12/23/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 11/01/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 09/15/1997
Series 24 - General Securities Principal Examination
BC
Issued 06/03/1987
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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