Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Mulford is an Investment Advisor Representative with UBS Financial Services Inc., with over 37 years of experience in the financial services industry. Timothy has a Series 7, Series 63 and Series 65 licenses. Timothy has been registered with the Securities and Exchange Commission since 2003, and is also registered with the state of Florida. Timothy previously worked at McDonald Investments Inc., and has experience working with corporations, individuals, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
05/27/2008 - Present
UBS Financial Services Inc. (NAPLES FL)
FL
10/21/2003 - 02/09/2007
MCDONALD INVESTMENTS INC. (NAPLES FL)
IL
07/15/2002 - 07/01/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MO
10/01/2000 - 06/17/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
08/02/1994 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
VA
09/08/1992 - 08/03/1994
GNA SECURITIES, INC. (GLEN ALLEN VA)
NC
01/09/1992 - 07/14/1992
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
GA
01/22/1990 - 01/15/1992
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
FL
10/01/1985 - 12/15/1989
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
IA
Issued 12/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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