Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Winterbottom is a financial advisor with over 29 years of experience in the industry. Timothy has held various positions at firms such as Chatfield Dean & Co., Inc., Great Western Financial Securities Corporation, WM Financial Services, Inc., LPL Financial LLC, SummitAlliance Securities, L.L.C. and is currently registered with Planmember Securities Corp.. Timothy is licensed to provide investment advice and securities services in California. Timothy holds licenses Series 63, 66, 7 and SIE. Timothy specializes in providing financial planning, portfolio management, and investment supervisory services. Timothy has experience working with a variety of client types, including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/12/2012 - Present
Planmember Securities Corp. (CARPINTERIA CA)
CA
06/22/2011 - 02/28/2012
SUMMITALLIANCE SECURITIES, L.L.C. (NEWPORT BEACH CA)
CA
04/20/2004 - 07/01/2011
LPL FINANCIAL LLC (SAN JUAN CAPISTRANO CA)
CA
05/01/1998 - 04/27/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
03/12/1994 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CO
03/18/1993 - 11/02/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 09/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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