Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Stephen Daily has been an active securities professional since 1995. Currently, Timothy is a registered representative with Wells Fargo Clearing Services, LLC. Timothy also provides investment advisory services through this firm. Timothy's previous work experience includes positions at Morgan Stanley DW Inc., and Interstate/Johnson Lane Corporation. Timothy has been in the industry for 28 years and has Series 63, Series 65 and Series 7 securities licenses. Timothy has expertise in providing portfolio management for businesses and individuals, as well as financial planning and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
09/13/2017 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NY
05/09/1997 - 10/30/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NC
12/22/1995 - 05/14/1997
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
IA
Issued 02/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Timothy Daily is the right advisor for you? Invested Better is here to help.
