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Timothy Stan

Finalis Securities LLC

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About Timothy Stan

Timothy Stan is a registered representative with Finalis Securities LLC. Timothy has been in the securities industry since June 5, 2019. Timothy is registered in Illinois and holds the Series 63, SIE and Series 79 licenses. Previously, Timothy was associated with Waller Helms Securities LLC and SRA Securities, LLC.

Firm Information

Timothy Stan is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Stan’s Registration & Firm History

NY

10/26/2022 - Present

Finalis Securities LLC (New York NY)

IL

09/11/2019 - 11/13/2020

WALLER HELMS SECURITIES LLC (Chicago IL)

IL

04/10/2017 - 06/26/2019

SRA SECURITIES, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 05/01/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2017

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Stan.
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