Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Jones is a financial advisor with Janney Montgomery Scott LLC. Timothy Jones has been in the securities industry since June 17, 1989. Timothy Jones is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 3, 7, 10, 24, 63, and 65 licenses. Timothy Jones is also registered with the Securities and Exchange Commission (SEC) as an investment advisor representative. Timothy Jones has worked for several firms, including WELLS FARGO CLEARING SERVICES, LLC, DEUTSCHE BANK SECURITIES INC., NBC SECURITIES, INC., IJL FINANCIAL ADVISORS, LLC, RBC CAPITAL MARKETS, LLC, MORGAN STANLEY DW INC., AMSOUTH INVESTMENT SERVICES, INC., WACHOVIA SECURITIES, INC., SHEARSON LEHMAN HUTTON INC., and THE ROBINSON-HUMPHREY COMPANY INC.. Timothy Jones is licensed to practice in the following states: Alabama, Arizona, Arkansas, California, Connecticut, Florida, Georgia, Indiana, Maine, Massachusetts, Michigan, Montana, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Texas, Utah, Vermont, Virginia, Washington, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NC
12/23/2019 - Present
Janney Montgomery Scott LLC (CHARLOTTE NC)
NC
07/14/2014 - 01/09/2020
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
04/17/2014 - 07/25/2014
DEUTSCHE BANK SECURITIES INC. (WINSTON-SALEM NC)
AL
02/11/2014 - 04/02/2014
NBC SECURITIES, INC. (BIRMINGHAM AL)
NC
04/13/2011 - 02/07/2012
IJL FINANCIAL ADVISORS, LLC (CHARLOTTE NC)
NC
08/05/2004 - 12/17/2010
RBC CAPITAL MARKETS, LLC (CHARLOTTE NC)
NY
05/12/2003 - 08/03/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
AL
04/05/2002 - 04/28/2003
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
NC
10/26/1988 - 03/21/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NA
09/26/1988 - 11/12/1988
SHEARSON LEHMAN HUTTON INC.
NA
01/21/1987 - 09/28/1988
THE ROBINSON-HUMPHREY COMPANY INC.
IA
Issued 02/26/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/06/2002
Series 24 - General Securities Principal Examination
BC
Issued 07/27/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1987
Series 3 - National Commodity Futures Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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