Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Wei is a registered investment advisor representative in California. He has been in the securities industry since April 26, 2014. Timothy Wei is currently employed by Capital Client Group, Inc., based in South Pasadena, CA. He has previously worked for Guggenheim Funds Distributors, LLC and PIMCO INVESTMENTS LLC. Timothy Wei is also registered as an investment adviser representative in California. He has passed the Series 63, Series 65, Series 3, Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
03/05/2024 - Present
Capital Client Group, Inc. (South Pasadena CA)
CA
04/17/2015 - 05/20/2016
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (Santa Monica CA)
CA
08/13/2013 - 09/02/2014
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
IA
Issued 03/05/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2013
Series 3 - National Commodity Futures Examination
BC
Issued 08/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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