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Timothy Shubsda

Citizens JMP Securities, LLC

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About Timothy Shubsda

Timothy Shubsda is a financial advisor currently registered with Citizens JMP Securities, LLC. Timothy has been in the financial industry since April 15, 2018.

Firm Information

Timothy Shubsda is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Shubsda’s Registration & Firm History

CA

12/19/2022 - Present

Citizens JMP Securities, LLC (SAN FRANCISCO CA)

NY

12/10/2018 - 10/04/2019

CITIZENS SECURITIES, INC. (WILLIAMSVILLE NY)

NY

08/14/2017 - 12/14/2018

KEY INVESTMENT SERVICES LLC (LOCKPORT NY)

NY

05/04/2017 - 07/11/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BUFFALO NY)

NY

12/17/2014 - 04/21/2017

AXA ADVISORS, LLC (WILLIAMSVILLE NY)

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Licenses & Designations

BC

Issued 12/20/2021

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 02/02/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/17/2022

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/15/2022

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Shubsda.
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