Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Shields is a financial advisor with LPL Financial LLC. Timothy has been in the financial industry since 2006 and has extensive experience in helping clients achieve their financial goals. Timothy holds multiple industry licenses and certifications, including the Series 7, Series 9, Series 10, Series 24, Series 63, Series 7TO and SIE exams. Timothy is also registered with the state of South Carolina. Prior to joining LPL Financial LLC, Timothy worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, National Financial Services LLC and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
07/07/2023 - Present
LPL Financial LLC (FORT MILL SC)
NC
04/17/2015 - 06/20/2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
MA
02/13/2012 - 04/30/2013
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
RI
07/27/1998 - 11/03/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 09/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2021
Series 24 - General Securities Principal Examination
BC
Issued 11/07/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/11/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2012
Series 99 - Operations Professional Examination
BC
Issued 07/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Timothy Shields is the right advisor for you? Invested Better is here to help.
