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Timothy Sherwood White

B. Riley Wealth Management

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About Timothy Sherwood White

Timothy Sherwood White is a financial advisor with B. Riley Wealth Management. Timothy has been in the financial services industry since 1977 and has experience with RBC Capital Markets Corporation and Ferris, Baker Watts, LLC. Timothy is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, 7TO, 9, 10, 24, 63 and SIE licenses. Timothy is also registered with the state securities regulators in Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Illinois, Indiana, Kentucky, Maryland, Michigan, Minnesota, Mississippi, New Mexico, New York, North Carolina, Ohio, Oregon, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington and Wisconsin.

Firm Information

Timothy White is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy White’s Registration & Firm History

MI

10/12/2010 - Present

B. Riley Wealth Management (Brighton MI)

MI

03/13/2009 - 10/15/2010

RBC CAPITAL MARKETS CORPORATION (BRIGHTON MI)

MI

01/24/2001 - 03/13/2009

FERRIS, BAKER WATTS, LLC (BRIGHTON MI)

FL

06/17/1998 - 02/05/2001

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

MI

05/11/1998 - 09/25/1999

RONEY & CO. (DETROIT MI)

MI

06/25/1992 - 05/11/1998

RONEY & CO. L.L.C. (DETROIT MI)

MO

09/04/1990 - 07/17/1992

KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)

NA

04/01/1982 - 09/04/1990

PRESCOTT, BALL & TURBEN, INC.

NA

06/27/1975 - 09/30/1979

MANLEY, BENNETT, MCDONALD & CO

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Licenses & Designations

BC

Issued 09/24/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/25/1993

Series 24 - General Securities Principal Examination

BC

Issued 12/29/1992

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/1977

PC - AMEX Put and Call Exam

BC

Issued 06/21/1975

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Sherwood White.
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