Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Shen is a financial advisor with over 5 years of experience in the financial services industry. He has held previous roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated and BOFA Securities, Inc., both in San Francisco. Timothy is currently registered with TPG Capital BD, LLC, and holds the Series 63, SIE and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/10/2024 - Present
TPG Capital BD, LLC (SAN FRANCISCO CA)
CA
05/10/2019 - 06/06/2024
BOFA SECURITIES, INC. (SAN FRANCISCO CA)
CA
08/13/2018 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
BC
Issued 08/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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