Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Sean Urban is a financial advisor with LPL Financial LLC. Timothy has been in the financial services industry since December 1998. Timothy has a Series 7, Series 6, Series 63, and Series 66 license and is also a Certified Financial Planner. Timothy's previous firms include TD Wealth Management Services Inc., BancNorth Investment Group, Inc., IFMG Securities, Inc., John Hancock Distributors LLC, and Signator Investors, Inc. Timothy has been registered with the state of Maine since March 2010. Timothy is currently registered in 11 states: Connecticut, Florida, Maine, Maryland, Massachusetts, New Hampshire, North Carolina, Ohio, Pennsylvania, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ME
03/01/2010 - Present
LPL Financial LLC (KENNEBUNK ME)
ME
11/17/2009 - 02/18/2010
TD WEALTH MANAGEMENT SERVICES INC. (SANFORD ME)
ME
05/12/2006 - 11/17/2009
BANCNORTH INVESTMENT GROUP, INC. (YORK ME)
MA
05/12/2005 - 05/10/2006
IFMG SECURITIES, INC. (BROOKLINE MA)
MA
01/01/2005 - 05/18/2005
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
01/01/2002 - 01/01/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
01/14/2000 - 01/01/2002
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
MA
12/18/1998 - 01/14/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 12/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/16/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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