Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Spillane is a securities professional with over 20 years of experience in the financial services industry. Currently, Timothy Spillane is registered with TP Icap Global Markets Americas LLC. He holds FINRA Series 7 and Series 63 licenses and the SIE exam. Timothy Spillane has held prior roles at Tullett Prebon Financial Services LLC, Newedge USA, LLC, and Scotia Capital (USA) Inc. He has a strong background in the financial markets and is dedicated to providing clients with comprehensive financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
01/03/2011 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
11/10/2000 - 01/18/2011
NEWEDGE USA, LLC (NEW YORK NY)
NY
05/03/2000 - 10/23/2000
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
BC
Issued 04/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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