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Timothy Sean O'Hea

Piper Sandler & Co.

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About Timothy Sean O'Hea

Timothy O'Hea is a financial advisor with Piper Sandler & Co. based in Chicago, IL. Timothy has been in the financial services industry since November 1992. Before joining Piper Sandler & Co. in 2019, Timothy worked at Weeden & Co. L.P. and Citigroup Global Markets Inc. Timothy holds the Series 7, Series 55, Series 57TO, and SIE licenses. Timothy is registered in 32 states and is a member of FINRA.

Firm Information

Timothy O'Hea is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Timothy O'Hea’s Registration & Firm History

IL

08/02/2019 - Present

Piper Sandler & Co. (Chicago IL)

IL

04/23/2012 - 08/02/2019

WEEDEN & CO.L.P. (ROSEMONT IL)

IL

11/16/1992 - 05/11/2012

CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 02/09/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/12/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Timothy Sean O'Hea.
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