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Timothy Sean Carley

TCW Investment Management Co. LLC

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About Timothy Sean Carley

Timothy Carley is a registered investment advisor representative with TCW Investment Management Co. LLC. Timothy has been working in the financial services industry since 2019. Timothy holds the Series 63, Series 65, and Series 7TO securities licenses and has passed the SIE exam. Timothy is registered to provide investment advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Timothy is also registered as an investment advisor in the state of Massachusetts. Timothy's previous experience includes working as a financial advisor at Mass Mutual Life Insurance Company and MML Investors Services.

Firm Information

Timothy Carley is currently registered with TCW Investment Management Co. LLC. TCW Investment Management Co. LLC is an investment advisor based in Los Angeles, California. They manage a broad range of investment portfolios for individuals, businesses, and pooled investment vehicles, including insurance companies, investment companies, charitable organizations, pension plans, and high-net-worth individuals. They also provide portfolio management for wrap fee programs. The firm has approximately $39.9 billion in regulatory assets under management.
TCW Investment Management Co. LLC

515 SOUTH FLOWER STREET

LOS ANGELES, CA 90071

$39.90B

Assets Under Management

7,162

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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portfolio management for wrap fee programs

Portfolio management for wrap fee programs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Timothy Carley’s Registration & Firm History

CA

01/23/2025 - Present

TCW Investment Management Co. LLC (LOS ANGELES CA)

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Licenses & Designations

IA

Issued 01/24/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/21/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/16/2021

Series 7TO - General Securities Representative Examination

BC

Issued 07/13/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/10/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Sean Carley.
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