Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Scott Swickard is a financial advisor with LPL Financial LLC. Timothy has been in the financial industry since August 1999. Timothy holds Series 7 and Series 63 licenses and is registered to provide investment advice in Colorado, Indiana, and Texas. Timothy is currently employed at the Pagosa Springs, CO branch of LPL Financial LLC. Timothy is also registered with the following firms: INVEST FINANCIAL CORPORATION and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
05/31/2013 - Present
LPL Financial LLC (PAGOSA SPRINGS CO)
IN
04/13/2009 - 12/01/2009
INVEST FINANCIAL CORPORATION (NEWBURGH IN)
IN
01/14/2005 - 04/15/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EVANSVILLE IN)
KY
08/31/1999 - 02/10/2005
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
IA
Issued 12/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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