Unclaimed
Timothy Pinkerton is a financial professional with over 15 years of experience in the industry. Currently, Timothy works as a Registered Representative with Mizuho Securities USA LLC, based in New York, NY. Prior to joining Mizuho Securities USA LLC, Timothy was a Registered Representative with RBS Securities INC in Stamford, CT and RBS Securities Corporation in New York, NY. Timothy is licensed to sell securities in 52 states and holds Series 7, Series 24, Series 63, Series 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/21/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
CT
12/12/2008 - 04/15/2015
RBS SECURITIES INC. (STAMFORD CT)
NY
08/31/2006 - 12/12/2008
RBS SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 12/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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