Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Scott Jones is a financial advisor with over 20 years of experience in the industry. Timothy is currently registered with Wells Fargo Clearing Services, LLC in Scottsdale, Arizona. Prior to joining Wells Fargo Clearing Services, LLC, Timothy worked at J.P. MORGAN SECURITIES LLC and ZIONS DIRECT, INC. Timothy holds multiple licenses and designations, including Series 7, Series 10, Series 28, Series 63, Series 65, Series 66, and SIE. Timothy specializes in providing investment advice and financial planning services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
04/30/2019 - Present
Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)
AZ
12/11/2009 - 05/01/2019
J.P. MORGAN SECURITIES LLC (SCOTTSDALE AZ)
UT
08/15/2006 - 11/30/2009
ZIONS DIRECT, INC. (SALT LAKE CITY UT)
AZ
02/10/1999 - 08/15/2006
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (PHOENIX AZ)
IA
Issued 09/14/2006
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/15/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/13/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/05/2006
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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